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February 26, 2010
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Securities Resources

 


The best way to inform yourself about New Hampshire Securities Law and Securities related topics. Our Securities Resource Center includes the following sites for your personal use:

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Did You Know?    
 
 
Swap: In general, the exchange of one asset or liability for a similar asset or liability
Swap: In general, the exchange of one asset or liability for a similar asset or liability for the purpose of lengthening or shortening maturities, or raising or lowering coupon rates, to maximize revenue or minimize financing costs. This may entail selling one securities issue and buying another in foreign currency; it may entail buying a currency on the spot market and simultaneously selling it forward. Swaps also may involve exchanging income flows; for example, exchanging the fixed rate coupon stream of a bond for a variable rate payment stream, or vice versa, while not swapping the principal component of the bond. Swaps are generally traded over-the-counter.

 


  Securities News  
 


Latest news about securities cases in New Hampshire and nationwide:

SEC Institutes Enforcement Action Alleging Pump-and-Dump Scheme
The Securities and Exchange Commission today announced the institution of administrative and cease-and-desist proceedings against Winter Park, Fla....
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SEC Charges Cyberkey for Promoting Stock Offering with Phony Homeland Security Deal
March 20, 2007 — The Securities and Exchange Commission today announced a civil injunctive action alleging that a Utah-based corporation and its Ch...
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SEC Charges Scott D. Sullivan, WorldCom’s Former Chief Financial Officer, with Engaging in Multi-Billion Dollar Financial Fraud
Washington, D.C., March 2, 2004 — The Securities and Exchange Commission today filed a civil enforcement action against Scott D. Sullivan, t...
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Securities Terms

 


Friday's Term

Backwardation

Definition:
Market situation in which futures prices are progressively lower in the distant delivery months. For instance, if the gold quotation for January is $360.00 per ounce and that for June is $355.00 per ounce, the backwardation for five months against January is $5.00 per ounce. (Backwardation is the opposite of contango ). See Inverted Market.

Abandon

Definition:
To elect not to exercise or offset a long option position

Buy (or Sell) On Opening

Definition:
To buy (or sell) at the beginning of a trading session within the open price range.

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Securities Resources

 


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Securities Hot Topics

 
Topics Related to Securities:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud

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New Hampshire Securities Attorney

 
If you live in the following cities and need an securities attorney you should contact our Securities Attorney as soon as possible:

  • Bedford
  • Concord
  • Derry
  • Dover
  • Durham
  • Exeter
  • Hampton
  • Hudson
  • Keene
  • Laconia
  • Londonderry
  • Manchester
  • Merrimack
  • Nashua
  • Portsmouth
  • Rochester
  • Salem
 


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