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January 05, 2009

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Securities Resources

The best way to inform yourself about New Hampshire Securities Law and Securities related topics. Our Securities Resource Center includes the following sites for your personal use:

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Did You Know?

Transfer Trades: Entries made upon the books of Futures Commission Merchants
Transfer Trades: Entries made upon the books of Futures Commission Merchants for the purpose of: (1) transferring existing trades from one account to another within the same firm where no change in ownership is involved; (2) transferring existing trades from the books of one FCM to the books of another FCM where no change in ownership is involved. Also called Ex-Pit Transactions.

	Securities News
	Latest news about securities cases in New Hampshire and nationwide: Statement of the Securities and Exchange Commission Concerning Financial Penalties Washington, D.C., Jan. 4, 2006 – The U.S. Securities and Exchange Commission today issued the following statement concerning financial penalti... Read more > Vermont to Receive $3.875 Million in Global Securities Settlement mont – Nine major Wall Street brokerage firms have agreed to pay the State of Vermont $3.875 million in fines as part of an historic nationwide se... Read more > SEC Charges Scott D. Sullivan, WorldCom’s Former Chief Financial Officer, with Engaging in Multi-Billion Dollar Financial Fraud Washington, D.C., March 2, 2004 — The Securities and Exchange Commission today filed a civil enforcement action against Scott D. Sullivan, t... Read more > More Securities News >

Securities Terms

Monday's Term

Artificial Price

Definition:
A futures price that has been affected by a manipulation and is thus higher or lower than it would have been if it reflected the forces of supply and demand.

Call

Definition:
An option contract giving the buyer the right but not the obligation to purchase a commodity or other asset or to enter into a long futures position

Basis Grade

Definition:
The grade of a commodity used as the standard or par grade of a futures contract.

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Securities Resources

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Securities Hot Topics

Topics Related to Securities:

Investment Fraud
Stock Fraud
Bond Fraud
Mutual Fund Fraud

New Hampshire Securities Attorney

If you live in the following cities and need an securities attorney you should contact our Securities Attorney as soon as possible:

Bedford
Concord
Derry
Dover
Durham
Exeter
Hampton
Hudson
Keene

Laconia
Londonderry
Manchester
Merrimack
Nashua
Portsmouth
Rochester
Salem

Legal Disclaimers
All attorney listings are a paid attorney advertisement, and do not in any way constitute a referral or endorsement by an approved or authorized lawyer referral service. The information provided on New Hampshire Securities Attorneys.com is not intended to be legal advice, but merely conveys general information related to legal issues commonly encountered. Your access to and use of this website is subject to additional Terms and Conditions.

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