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December 03, 2008
Securities
             
 
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Welcome to New Hampshire Securities Attorneys.com

 

 
Did You Know?    
 
 
Transfer Trades: Entries made upon the books of Futures Commission Merchants
Transfer Trades: Entries made upon the books of Futures Commission Merchants for the purpose of: (1) transferring existing trades from one account to another within the same firm where no change in ownership is involved; (2) transferring existing trades from the books of one FCM to the books of another FCM where no change in ownership is involved. Also called Ex-Pit Transactions.

 



In today's financial world, national and New Hampshire investors need a secure source of information for their investment needs, and lawyers to fight for them if they have been defrauded in any way. The comprehensive field of securities is layered with difficult to understand rules and regulations that securities lawyers are experts in, and are willing to help you.

The Securities and Exchange Commission generally administrates federal securities laws. The SEC regulates and administers the way stocks and bonds can be traded, issued, brokered, and sold. Our New Hampshire Securities Lawyer can assist you with understanding the complex rules and regulations of the SEC.

When you are preparing yourself to purchase or broker stocks, bonds, mutual funds, etc., New Hampshire Securities' Attorneys are a valid and necessary counsel. A securities attorney can assess the market and advise you on your investments. They can also file suits and claims if you or anyone you know has been a victim or has experienced any kind of securities fraud.

The following is a list of common securities fraud issues:

  • Providing False Information
  • Stock Manipulation
  • Lying to Auditors
  • Insider Trading
  • Late-Trading Schemes
  • Unauthorized Trading
  • Breach of Fiduciary Duty
  • Broker Embezzlement

There is no shame in being a victim of securities fraud. Stock Brokers and other related professionals hold a high standard of quality in their respected field. But sometimes innocent people are taken advantage of. Fraud is the most serious offense a professional in the financial profession can commit. The following are several related ways you can be defrauded:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud
  • Internet Fraud
  • Trading Fraud

Other aspects a Securities Lawyer can help you with include:

  • Securities Brokering
  • Securities Dealing
  • Securities Underwriting
  • Investment Advisory

Contact our New Hampshire Securities Lawyer Now!

 

 
New Hampshire Audio & Video    
 
  WorldCom's Ebbers Sentenced to 25 Years
AUDIO, RM, 44Kbps, 1:02, 7/13/2005

Bernard Ebbers, the former CEO of telecommunications company WorldCom, was sentenced to 25 years in prison Wednesday for his role in what authorities call the largest accounting fraud in U.S. history.
Source: NPR
 
 
New Hampshire External Sites    
 
 

Securities Regulation Home Page
State Securities Regulators have been the front line of defense for Main St. ... restitution for New Hampshire residents as part of enforcement actio
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Concord, NH (January 26, 2005) The New Hampshire Bureau of Securities. Regulation announced today it has revoked the license of LH Ross Company, a ..

 


  Securities News  
 


Latest news about securities cases in New Hampshire and nationwide:

SEC Institutes Enforcement Action Alleging Pump-and-Dump Scheme
The Securities and Exchange Commission today announced the institution of administrative and cease-and-desist proceedings against Winter Park, Fla....
Read more >


SEC Charges Family With $3.7 Million Insider Trading Scheme
The Securities and Exchange Commission today announced the filing of a civil action in federal district court in New York, New York involving a ram...
Read more >


Halliburton's Settlement with the SEC Includes a $7.5 Million Penalty Reflecting Lapses in Conduct During the Course of the Investigation
Washington, D.C., Aug. 3, 2004 — The Securities and Exchange Commission announced today enforcement proceedings against Halliburton Co., its...
Read more >


More Securities News >

 
 

Securities Terms

 


Wednesday's Term

Buy (or Sell) On Close

Definition:
To buy (or sell) at the end of the trading session within the closing price range.

Amortization

Definition:
Liquidation of a debt through installment payments.

Allowances

Definition:
The discounts (premiums) allowed for grades or locations of a commodity lower (higher) than the par (or basis) grade or location specified in the futures contract. See Differentials.

More Securities Terms >

 

Securities Resources

 


Search Securities resources in our resource center:

More Resources >

 

Securities Hot Topics

 
Topics Related to Securities:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud

More Securities Topics >

New Hampshire Securities Attorney

 
If you live in the following cities and need an securities attorney you should contact our Securities Attorney as soon as possible:

  • Bedford
  • Concord
  • Derry
  • Dover
  • Durham
  • Exeter
  • Hampton
  • Hudson
  • Keene
  • Laconia
  • Londonderry
  • Manchester
  • Merrimack
  • Nashua
  • Portsmouth
  • Rochester
  • Salem
 


Legal Disclaimers
All attorney listings are a paid attorney advertisement, and do not in any way constitute a referral or endorsement by an approved or authorized lawyer referral service. The information provided on New Hampshire Securities Attorneys.com is not intended to be legal advice, but merely conveys general information related to legal issues commonly encountered. Your access to and use of this website is subject to additional Terms and Conditions.

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